Official CSP-Assessor Practice Test - Exam CSP-Assessor Pass Guide
Official CSP-Assessor Practice Test - Exam CSP-Assessor Pass Guide
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Exam CSP-Assessor Pass Guide, CSP-Assessor Exam Guide Materials
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Swift CSP-Assessor Exam Syllabus Topics:
Topic | Details |
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Swift Customer Security Programme Assessor Certification Sample Questions (Q39-Q44):
NEW QUESTION # 39
From the outsourcing agent diagram, which components in the diagram are in scope and applicable for the Swift user.
- A. Components A, B, C, D and E
- B. Components A and B
- C. Components C, D and E
- D. None of the above
Answer: A
NEW QUESTION # 40
The SWIFT HSM Box must be hardened at the system level by the SWIFT user owning the equipment.
*Swift Customer Security Controls Policy
*Swift Customer Security Controls Framework v2025
*Independent Assessment Framework
*Independent Assessment Process for Assessors Guidelines
*Independent Assessment Framework - High-Level Test Plan Guidelines
*Outsourcing Agents - Security Requirements Baseline v2025
*CSP Architecture Type - Decision tree
*CSP_controls_matrix_and_high_test_plan_2025
*Assessment template for Mandatory controls
*Assessment template for Advisory controls
*CSCF Assessment Completion Letter
*Swift_CSP_Assessment_Report_Template
- A. FALSE
- B. TRUE
Answer: B
Explanation:
The Hardware Security Module (HSM) Box is a critical component for managing cryptographic keys in the SWIFT environment. Hardening at the system level involves securing the HSM's operating system and configuration against vulnerabilities. Let's evaluate:
*CSCF Control "2.3 System Hardening" mandates that all SWIFT-related systems, including the HSM Box, be hardened to reduce the attack surface. This is the responsibility of the SWIFT user owning the equipment, as outlined in the "Swift Customer Security Controls Framework v2025."
*The "Assessment template for Mandatory controls" requires users to demonstrate hardening of owned HSMs, including patching, disabling unused services, and enforcing access controls.
*If the HSM is owned by the user (e.g., in an on-premises A1 or A2 architecture), the user must perform hardening. This differs from cloud deployments (e.g., A4), where the provider may handle it, but the question specifies user-owned equipment.
Summary of Correct answer:
The SWIFT user owning the HSM Box must harden it at the system level (TRUE).
References to SWIFT Customer Security Programme Documents:
*Swift Customer Security Controls Framework v2025: Control 2.3 requires system hardening.
*Assessment template for Mandatory controls: Specifies user responsibility for owned HSMs.
*CSP_controls_matrix_and_high_test_plan_2025: Includes HSM hardening in assessments.
NEW QUESTION # 41
How are online SwiftNet Security Officers authenticated? (Select the correct answer)
*Connectivity
*Generic
*Products Cloud
*Products OnPrem
*Security
- A. Via their swift.com account and secure code card
- B. Via their swift.com account
- C. Via their PKI certificate
Answer: A
Explanation:
SwiftNet Security Officers (e.g., Local Security Officer [LSO] or Remote Security Officer [RSO]) are responsible for managing security functions in the SWIFT environment, such as configuring accesscontrols and managing PKI certificates. Authentication for online access to SwiftNet services (e.g., via the Alliance Web Platform) is a critical security measure. Let's evaluate each option:
*Option A: Via their PKI certificate
This is incorrect. While PKI certificates are used for authenticating and signing SWIFT messages or securing communications, they are not the primary method for authenticating security officers' online access to SwiftNet management interfaces. PKI certificates are managed by the HSM and used by applications or users for message-level security, not for logging into administrative portals.
*Option B: Via their swift.com account and secure code card
This is correct. Online SwiftNet Security Officers are authenticated using a combination of their swift.com account (a username and password managed through SWIFT's customer portal) and a secure code card (a physical or virtual token providing a one-time password or multi-factor authentication code). This two-factor authentication (copyright) method ensures robust access control, aligning with CSCF Control "6.1 Security Awareness" and SWIFT's emphasis on multi-layered security. SWIFT documentation for the Alliance suite and SwiftNet confirms this authentication process for security officers accessing online tools.
*Option C: Via their swift.com account
This is incorrect. Relying solely on a swift.com account (username and password) is insufficient for authenticating security officers, as it lacks the additional security layer required for sensitive administrative access. SWIFT mandates multi-factor authentication, typically involving a secure code card, to comply with security standards.
Summary of Correct answer:
Online SwiftNet Security Officers are authenticated via their swift.com account and secure code card (B), ensuring secure access to management functions.
References to SWIFT Customer Security Programme Documents:
*SWIFT Customer Security Controls Framework (CSCF) v2024: Control 6.1 supports multi-factor authentication for security officers.
*SWIFT Alliance Security Documentation: Details the use of swift.com accounts and secure code cards for LSO/RSO authentication.
*SWIFT SwiftNet Guidelines: Confirms copyright for online security officer access.
========
NEW QUESTION # 42
The Swift secure zone is composed of a Swift connector, a middleware server and a back office system Is the selection of only one of the above components a representative sample based on the High-Level Test Plan (HLTP) guidelines?
- A. No
- B. Yes
Answer: A
Explanation:
The High-Level Test Plan (HLTP) guidelines, as part of the SWIFT CSP Independent Assessment Framework (IAF), provide instructions for assessing compliance with CSCF controls. The question asks whether selecting only one component (e.g., a SWIFT connector, middleware server, or back-office system) from the SWIFT secure zone is a representative sample for testing:
* Step 1: Understand the SWIFT Secure Zone
* The SWIFT secure zone is a segregated environment containing all SWIFT-related components critical to transaction processing, including connectors (e.g., SWIFT Alliance Gateway), middleware servers, and back-office systems (CSCF v2024, Control 1.1 -SWIFT Environment Protection). These components collectively form the "SWIFT footprint."
* Step 2: HLTP Guidelines on Sampling
* The HLTP requires assessors to test a "representative sample" of systems to verify compliance.
However, the guidelines emphasize that the sample must cover the "full scope of the SWIFT environment" to ensure all critical components and their interactions are assessed (IAF, Section 3
- Assessment Methodology). Selecting only one component (e.g., just the connector) ignores the others (middleware and back-office), which may have different security configurations or risks.
* Step 3: Application to the Scenario
* In this case, the secure zone comprises three distinct components. Testing only one (e.g., the connector) would not provide a comprehensive view of the secure zone's compliance with controls like 1.1 (environment protection), 2.1 (system hardening), or 4.2 (MFA). The HLTP expects a sample that reflects the diversity and interdependence of these components, not a single point.
* Conclusion: No, selecting only one component is not a representative sample per HLTP guidelines, as it fails to address the full scope and complexity of the SWIFT secure zone.
NEW QUESTION # 43
As a Swift CSP Certified Assessor. Swift contacted me to provide evidence on an assessment I have performed. This is required to support their quality assurance validation process. Is it allowed?
- A. Yes, one of the obligations of the certification programme is that quality assessment can be performed by Swift
- B. No, it's confidential
Answer: A
NEW QUESTION # 44
......
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